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advisor

Serena Kim

Prudential

2888 Loker Avenue East, Suite 322

Carlsbad, CA 92010

7609307629

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About Prudential

The Value of Prudential

Challenges. Solutions. Confidence.

At Prudential, our work helps drive a simple, powerful series of events: one that begins when individual and institutional clients come to us with financial challenges, both great and small. It’s a process we’ve refined since 1875, thanks to a mindset guided by our business strength and the intelligence of our solutions – each a standard bearer in the market. With our strong balance sheet, solid capital position, and talent that ranks among our industry’s best, we’re committed to creating solutions that help deliver confidence to the lives of our clients. We look forward to taking on your challenges, too.

Guidance for your Financial Journey

When you work with a financial professional like me, you’ll do more than simply find a bridge between Prudential’s products and your financial concerns. You’ll also gain access to a network of professionals geared to help you meet the challenges of your financial life. It’s a relationship based on integrity. On trust. And on a commitment to helping you find financial confidence – at every step along the way, no matter your stage of life. 1077814-00003-00


For information on our services and fees, refer to: Pruco Securities Form CRS (Prudential Advisors)Opens in a new window

See Disclosures

General Information

Firm Start Year

CRD#

6379220

Firm CRD#

5685

Name of Broker/Dealer

PRUCO SECURITIES, LLC.

Qualifications & Membership

Securities Licenses

Series 6, Series 7, Series 63, Series 65

Disclosures

Prudential Advisors is a brand name of The Prudential Insurance Company of America and its subsidiaries.

Securities products and services are offered through Pruco Securities, LLC, (PRUCO) (member SIPC).


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Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892569/rothira-Prudential-detailed-disclosure.html

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