Serena Kim
2888 Loker Avenue East, Suite 322
Carlsbad, CA 92010
7609307629
The Value of Prudential
Challenges. Solutions. Confidence.
At Prudential, our work helps drive a simple, powerful series of events: one that begins when individual and institutional clients come to us with financial challenges, both great and small. It’s a process we’ve refined since 1875, thanks to a mindset guided by our business strength and the intelligence of our solutions – each a standard bearer in the market. With our strong balance sheet, solid capital position, and talent that ranks among our industry’s best, we’re committed to creating solutions that help deliver confidence to the lives of our clients. We look forward to taking on your challenges, too.
Guidance for your Financial Journey
When you work with a financial professional like me, you’ll do more than simply find a bridge between Prudential’s products and your financial concerns. You’ll also gain access to a network of professionals geared to help you meet the challenges of your financial life. It’s a relationship based on integrity. On trust. And on a commitment to helping you find financial confidence – at every step along the way, no matter your stage of life. 1077814-00003-00
Firm Start Year
CRD#
6379220
Firm CRD#
5685
Name of Broker/Dealer
PRUCO SECURITIES, LLC.
Securities Licenses
Series 6, Series 7, Series 63, Series 65
Prudential Advisors is a brand name of The Prudential Insurance Company of America and its subsidiaries.
Securities products and services are offered through Pruco Securities, LLC, (PRUCO) (member SIPC).
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892569/rothira-Prudential-detailed-disclosure.html