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advisor

Pasadena Private Wealth

9900 Research Drive
2 N. Lake Ave, Suite 520

Pasadena, CA 91101

8774333665

About Pasadena Private Wealth

Pasadena Private Wealth provides a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Financial planning services will typically involve preparing a financial plan or rendering a financial consultation for clients based on the client's financial goals and objectives. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning. Written financial plans or financial consultations rendered to clients usually include general recommendations for a course of activity or specific actions to be taken by the clients. Implementation of the recommendations will be at the discretion of the client. Our firm provides clients with a summary of their financial situation, and observations for financial planning engagements. Financial consultations are not typically accompanied by a written summary of observations and recommendations, as the process is less formal than the planning service.

We're a different kind of investment advisory firm. That's because we offer much more than investment management: we are a true one-stop shop for personal and business financial advice, delivered seamlessly through one voice. With over 110 years of combined financial services experience, our bench is deep and our skills range from banking and real estate to portfolio management and corporate retirement plan design. This enables us to be highly responsive and propose solutions that take into account your entire financial picture, however complex and intermingled your various assets and income streams are.

Because we have witnessed firsthand the inefficiencies of a compartmentalized approach, PPW has purposely tried to eliminate the service layers and the product barriers that are so often present in larger institutions. Our versatile advisers are trained and equipped to answer a variety of financial questions without always needing to consult a product specialist from another division. This allows us to be product-agnostic, and makes our professional staff more responsive and more accountable to our clients on all fronts.

Our core belief is that by having all of these skills and services under one roof, we can be better stewards of your family's wealth.

See Disclosures

General Information

Firm Start Year

2004

No. of Employees

10-19

CRD#

2835991

Firm CRD#

295178

Insurance License#

Life & Health

States Licensed in

CA

Years of Experience in Financial Services

25

Number of Years with Current Firm

1

Work with the following types of clients

Individual Investors, Businesses, Investment Clubs, Non-Profit Organizations

Advisory Services Provided

401K Rollovers, Wealth Management, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CPWA®

Securities Licenses

Series 65

Insurance and Annuity Licenses

Health, Life, Variable Annuity, Long Term Care, Variable Life, Annuity

Financial Organization Memberships

FINRA (Financial Industry Regulatory Authority

Firm Information

Assets Managed by Firm

$95,000,000.00

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Education

Bachelor of Arts - General Studies with emphasis on Global Economics

University of Michigan

Disclosures

RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.rothira.org/disclosure/1816966/rothira-Pasadena-Private-Wealth-detailed-disclosure.html

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