Pasadena Private Wealth
9900 Research Drive
2 N. Lake Ave, Suite 520
Pasadena, CA 91101
8774333665
Pasadena Private Wealth provides a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Financial planning services will typically involve preparing a financial plan or rendering a financial consultation for clients based on the client's financial goals and objectives. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning. Written financial plans or financial consultations rendered to clients usually include general recommendations for a course of activity or specific actions to be taken by the clients. Implementation of the recommendations will be at the discretion of the client. Our firm provides clients with a summary of their financial situation, and observations for financial planning engagements. Financial consultations are not typically accompanied by a written summary of observations and recommendations, as the process is less formal than the planning service.
We're a different kind of investment advisory firm. That's because we offer much more than investment management: we are a true one-stop shop for personal and business financial advice, delivered seamlessly through one voice. With over 110 years of combined financial services experience, our bench is deep and our skills range from banking and real estate to portfolio management and corporate retirement plan design. This enables us to be highly responsive and propose solutions that take into account your entire financial picture, however complex and intermingled your various assets and income streams are.
Because we have witnessed firsthand the inefficiencies of a compartmentalized approach, PPW has purposely tried to eliminate the service layers and the product barriers that are so often present in larger institutions. Our versatile advisers are trained and equipped to answer a variety of financial questions without always needing to consult a product specialist from another division. This allows us to be product-agnostic, and makes our professional staff more responsive and more accountable to our clients on all fronts.
Our core belief is that by having all of these skills and services under one roof, we can be better stewards of your family's wealth.
See Disclosures
Firm Start Year
2004
No. of Employees
10-19
CRD#
2835991
Firm CRD#
295178
Insurance License#
Life & Health
States Licensed in
CA
Years of Experience in Financial Services
25
Number of Years with Current Firm
1
Work with the following types of clients
Individual Investors, Businesses, Investment Clubs, Non-Profit Organizations
Advisory Services Provided
401K Rollovers, Wealth Management, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
CPWA®
Securities Licenses
Series 65
Insurance and Annuity Licenses
Health, Life, Variable Annuity, Long Term Care, Variable Life, Annuity
Financial Organization Memberships
FINRA (Financial Industry Regulatory Authority
Assets Managed by Firm
$95,000,000.00
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Hourly, Flat Fee
Bachelor of Arts - General Studies with emphasis on Global Economics
University of Michigan
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Additional Detailed Disclosures
https://www.rothira.org/disclosure/1816966/rothira-Pasadena-Private-Wealth-detailed-disclosure.html