Andrew Chabot
Rancho Wealth Management
11810 Sebastian Way Suite 105
Rancho Cucamonga, CA 91730
8587841513
About Rancho Wealth Management
I am a local, independent, CERTIFIED FINANCIAL PLANNER and specialize in growing and more importantly preserving wealth for my clients. As a long-term investor, you are faced with a wide array of financial considerations. You may need to provide financial assistance for a child's college education or help support a loved one. In addition, you must prepare for your own retirement as well as consider what's to be done with your estate after you are gone. You are confronted with a growing number of investment and insurance products and services. Should you invest in mutual funds, annuities, individual securities, or a comprehensive asset management program. Add up all of these important considerations and your need for competent, objective financial guidance has never been greater. This is where I come in. I help you make better decisions.
See Disclosures
General Information
Firm Start Year
2010
No. of Employees
2-4
CRD#
4622383
Firm CRD#
10205
Insurance License#
California Insurance License #0E70330
Name of Broker/Dealer
Securities America
Name of Custodial Firm
Pershing, LLC
States Licensed in
CA,NV,AZ,NJ,PA
Years of Experience in Financial Services
15
Work Experience
Securities America, Waddell & Reed, LPL Financial, Wells Fargo Bank, Bank Of America, Farmers Insurance Group, CUSO Financial Services, Altura Credit Union
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, MBA
Securities Licenses
Series 6, Series 7, Series 24, Series 26, Series 63, Series 65
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident, Casualty, Property, Disability
Financial Organization Memberships
Financial Planning Association (FPA)
Non-Financial Organization Memberships
Better Business Bureau. Rancho Cucamonga Chamber of Commerce
Firm Information
Firm's Number of Clients
150
Firm's Number of Planning Clients
150
Firm's Number of Managed Clients
150
Advisor's Number of Clients
200
Advisor's Number of Managed Clients
200
Advisor's Number of Planning Clients
200
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Hourly, Flat Fee, Commissions, Based on Assets
Additional Details on Charges
Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation
Education
MBA - Business Administration
CSUSB
BA - Marketing
CSUSB
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1872957/rothira-Rancho-Wealth-Management-detailed-disclosure.html