Allworth Financial
3017 Douglas Blvd
Roseville, CA 95661
8882426766
About Allworth Financial
Based out of Sacramento, California, Allworth Financial is an independent financial advisory firm that specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth delivers long- and short-term investment planning solutions and advice to help clients achieve their goals and plan strategically for retirement. The firm, which was founded in 1993, has grown to serve more than 12,000 clients and manages over $10 billion in client assets.
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General Information
Firm Start Year
1993
No. of Employees
100-499
Firm CRD#
111167
Name of Broker/Dealer
AW Securities
Name of Custodial Firm
TD Ameritrade
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts
Compliance
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
ChFC®, CFS®
Firm Information
Firm's Number of Clients
12,000
Assets Managed by Firm
$10,000,000,000
Compensation and Fees
Fee Structure
Fee-Based
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
https://allworthfinancial.com/disclosures
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1890403/rothira-Allworth-Financial-detailed-disclosure.html