Ryan K. Gunn
Gunn Financial Associates/Royal Alliance Associates
1010 S El Camino Real, Suite 203
San Clemente, CA 92672
8889025999
About Gunn Financial Associates/Royal Alliance Associates
Gunn Financial Associates is a financial planning firm providing financial, retirement and
investment services to high net worth individuals, families and small business owners. Our firm has over 40 years of experience in financial planning and its elements of accounting, taxes, investments and insurance. We assist clients with analysis and decisions regarding their financial goals and build and preserve their wealth. Financial Planning & Investment services include: Management of retirement & non-retirement investments, retirement income planning, tax planning to reduce income taxes, planning to preserve your assets and income.
See Disclosures
General Information
Firm Start Year
1989
No. of Employees
2-4
automated call
Yes
CRD#
5326196
Firm CRD#
23131
Insurance License#
0I67971
Name of Broker/Dealer
Royal Alliance Associates, Inc.
Name of Custodial Firm
Several choices
Years of Experience in Financial Services
17
Number of Years with Current Firm
17
Work Experience
Ryan began his professional career at Wells Fargo Financial where he assisted both English and Spanish speaking clients with credit repair, debt consolidation and mortgage refinancing. Shortly thereafter Ryan became an independent financial planner at Aegis Wealth Group which eventually led him to join Gunn Financial Associates working side by side with his father serving high net worth families and business owners within the community and around the nation.
Work with the following types of clients
Businesses, Individual Investors, Retirees
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Insurance and Annuity Licenses
Life, Annuity
Financial Organization Memberships
Academy of Preferred Financial Advisors
Firm Information
Firm's Number of Clients
135+
Firm's Number of Planning Clients
135+
Firm's Number of Managed Clients
135+
Assets Managed by Firm
$125,000,000+
Advisor's Number of Clients
100
Advisor's Number of Managed Clients
100
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$140,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Compensation Methods
Flat Fee, Based on Assets
Additional Details on Charges
Flat fees and retainer based pricing depending on scope of work. Asset based fees for clients desiring asset management services. Fee schedule to be provided during initial consultation.
Education
Finance - Finance
University of Utah
2002 -2005
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1877803/rothira-Gunn-Financial-Associates/Royal-Alliance-Associates-detailed-disclosure.html
Disclaimer
Securities and advisory services offered through Royal Alliance Associates, Inc., member FINRA/SIPC. Insurance services are offered through Ryan Gunn Insurance Lic #0I67971.Gunn Financial Associates is not affiliated with Royal Alliance Associates, Inc.