Asbury Wealth Partners
6385 Corporate Drive
Suite 205
Colorado Springs, CO 80919
7195316276
About Asbury Wealth Partners
At Asbury Wealth Partners, it is our mission to help you prosper by creating a custom financial and investment management plan, tailored specifically for you. Our comprehensive strategies were developed to help you achieve your personal financial goals, to prudently care for your lifetime of savings and to take advantage of investment opportunities.
We take our fiduciary responsibility very seriously by constantly monitoring portfolios and ensuring good communication to you about where you stand. Our diversified approach towards portfolio management combines both strategic and tactical principles. Using in-house, proprietary, and state-of-the-art techniques, we design custom portfolios and avoid cookie-cutter strategies.
No matter your stage in life, you deserve competent and thoughtful professional advice. We are honored to offer a complementary consultation to explore how we can be a part of your successful financial story.
See Disclosures
General Information
Firm Start Year
2017
No. of Employees
2-4
CRD#
2754305
Firm CRD#
6413
Insurance License#
536813
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
AL, AZ, CA, CO, FL GA, MI, NV, NC, OR, TX, UT
Years of Experience in Financial Services
25
Number of Years with Current Firm
12
Work Experience
I am an independent wealth advisor and Cerified Financial Planner (CFP) with over 25 years of Wall Street experience. I begin my career working in New York as a bond and stock trader. I am currently President of Asbury Wealth Partners, a full service financial planning and investment advisory firm. I offer a unique Wall Street perspective towards personal finance.
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses
Foreign Languages Serviced
None
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Securities Licenses
Series 63, Series 7, Series 24, Series 55
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
Firm Information
Firm's Number of Clients
140
Firm's Number of Planning Clients
100
Firm's Number of Managed Clients
100
Assets Managed by Firm
$40,000,000
Advisor's Number of Clients
140
Advisor's Number of Managed Clients
100
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$40,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Flat Fee
Fee % Based on Assets
1%-2%
Flat Fee Rate
$500
Additional Details on Charges
Fee structure dependent on total client assets under our care.
Minimum Fee Charged for Managed Accounts
NEGOTIABLE
Minimum Fee Charged for Flat Fee Accounts
$500
Education
Bachelor of Arts - Comparative History
Rutgers College
1993 - 1995
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Disclaimer
Securities and Advisory services offered through LPL Financial, a Registered Investment Advisor, member FINRA/SIPC. The LPL Financial representatives associated with this website may discuss and/or transact securities business only with residents of the following states: AZ, CA, CO, GA, MA, NC, ND, NV, TX, WA. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER" and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. Check the background of investment professionals associated with this site on FINRA's BrokerCheck. ©Copyright 2017, Asbury Wealth Partners