Robert Tubridy
CT Financial Partners
180 Glastonbury Blvd.
Suite 102
Glastonbury, CT 06033
8604309064
About CT Financial Partners
With over 50 years of financial industry experience, CT Financial Partners was founded with a
mission to provide the best possible financial advice. We pride ourselves on our ability to offer
guidance on more than investments and insurance. We are comprehensive wealth consultants, focusing
on everything from coordinating and managing your retirement income to estate planning.
Our client-first philosophy dictates that we develop a customized plan designed to pursue your
objectives. Using a team approach that grows out of strategic affiliations with legal and tax
professionals, we seek to make your financial goals a reality. Our relationship with Commonwealth
Financial Network®, one of the most respected independent broker/dealers in the nation, gives us
invaluable back office support.
Robert Tubridy is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Robert Tubridy is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Robert Tubridy is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Robert Tubridy is required to act in a fiduciary capacity.
More information is available in Commonwealth’s Form CRS.
See Disclosures
General Information
Firm Start Year
2002
No. of Employees
5-9
CRD#
4509256
Firm CRD#
8032
Name of Broker/Dealer
Commonwealth Financial Network
Name of Custodial Firm
National Financial Services
States Licensed in
AL,CT,FL,GA,MA,NH,NC,SC,SD,TX
Years of Experience in Financial Services
22
Number of Years with Current Firm
8
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Businesses, Financial Advice & Consulting, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management
Compliance
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®, MBA
Securities Licenses
Series 7, Series 24, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity, Disability
Firm Information
Assets Managed by Firm
450,000,000
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Flat Fee
Education
Masters Degree In Finance - Finance
Rensselaer Polytechnic Institute
1998 - 2000
Certified Financial Planner - Financial Planning
The American College
2005 - 2007
Chartered Financial Consultant - Financial Planning
The American College
2006 - 2007
B.S. Finance - Finance
Providence College
1986 - 1990
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032
Additional Detailed Disclosures
https://content.commonwealth.com/media/RothIRA.orgPromoterDisclosure_Bob_Tubridy.pdf
Disclaimer
This communication strictly intended for individuals residing in the states of AL, CO, CT, FL, MA, NH, NC, RI, SC, TX. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member FINRA, SIPC, a Registered Investment Adviser.