Daniel Spalding
Focus Wealth Strategies, LLC
3419 Brook Crossing Drive
Brandon, FL 33511
8133050411
About Focus Wealth Strategies, LLC
While many of our clients come to us when they're nearing retirement or are already retired, we believe that it's never too early (or too late) to start thinking about your financial future.
At Focus Wealth Strategies, we don't believe that anyone should be left out when it comes to getting good advice. That's why we do not have account minimums and have built up a team of advisors with expertise in a variety of areas from investments to insurance, tax planning to military benefits, and everything in between.
Our clients appreciate being able to come to us for all their financial needs, and they especially value the incorporation of financial planning with a practicing CPA.
See Disclosures
General Information
Firm Start Year
1925
No. of Employees
5-9
CRD#
5954349
Firm CRD#
6413
States Licensed in
FL, NJ
Years of Experience in Financial Services
23
Number of Years with Current Firm
1
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
AIF®, CEPA®
Securities Licenses
Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Life, Annuity
Firm Information
Assets Managed by Firm
$259,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
1%
Hourly Rate
$300
Minimum Fee Charged for Managed Accounts
$2,500
Minimum Fee Charged for Hourly Planning Accounts
$900
Education
B.S. - Finance
Stockton University
9/20/1993 -05/01/2000
MBA - Economics
Rutgers University
9/20/2001 -05/01/2004
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.