Vivienne Schleu
Alpina Financial Consultants
4171 W Hillsboro Blvd
Suite 4
Coconut Creek, FL 33073
5618436004
About Alpina Financial Consultants
We believe that wealth should be empowering, and we take great pride in our ability to understand our clients at the deepest level and craft customized concepts for consideration. Our multidisciplinary background lends a valuable perspective to the interconnectivity of the world of taxation, advanced planning, and investments, supporting our clients in working toward their personal goals and financially planning for their biggest dreams.
See Disclosures
General Information
Firm Start Year
1924
CRD#
2670443
Firm CRD#
6413
Insurance License#
A234276
States Licensed in
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, IL, IN, KY, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, & WV
Years of Experience in Financial Services
30
Number of Years with Current Firm
16
Work Experience
Alpina Financial Consultants 2012 to present - Firm Owner
Comprehensive stock brokerage firm with a team of advisors providing brokerage and advice to over a thousand households. https://www.alpinalpl.com/
National Wealth Management Group LLC 2015 to present - Firm Owner
Registered Investment Advisory Firm with eleven advisors providing independent advice to business owners and families with nearly 600 million dollars of assets under management. https://www.nwmgadvisors.com/team-member-01/vivienne-schleu
Alpina Tax & Accounting Services 2016 to present - Firm Owner - CPA
Tax advisory firm with over 2,500 small business and individual clients supported by twelve employees. https://www.alpinatax.com/
Galleon Bay Corporation 2/10/84 to present - Firm Owner
Land development company started in 1966 by my parents in Key West. I took over in 1984 when my father passed away. Currently developing and selling off the last two properties that were settled this year from a 40-year eminent domain lawsuit.
05/29/2008 - PRESENT LPL FINANCIAL LLC (CRD#:6413)
01/16/2007 - 05/30/2008 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233)
04/02/2002 - 05/28/2008 WORLD GROUP SECURITIES, INC. (CRD#:114473)
12/14/1995 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625)
11/03/1995 - 12/08/1995 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487)
IBM Intellectual Property Law Clerk 1990-1993Patent Evaluation Assistant
ADP Accounting Services 1984-1990 Systems Analyst, District Manager, Dealer Services Installation Supervisor
Work with the following types of clients
Individual Investors, Businesses
Foreign Languages Serviced
English, German
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Education Funding and Planning
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CPA
Securities Licenses
Series 6, Series 7, Series 26, Series 63, Series 65
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Firm Information
Advisor's Number of Clients
250
Advisor's Number of Managed Clients
250
Advisor's Number of Planning Clients
125
Assets Managed by Advisor
$250,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Hourly, Flat Fee, Commissions
Fee % Based on Assets
1% - 1.5%
Hourly Rate
$350
Minimum Fee Charged for Managed Accounts
$1,000 annually
Minimum Fee Charged for Hourly Planning Accounts
$2,500
Education
BS Accounting - Accounting
Florida Atlantic University, University of Florida
01/09/1978 -12/15/1884
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.