James M Luongo
Luongo Wealth Management
2941 SW Goldenglow Drive
Palm City, FL 34990
7722585854
About Luongo Wealth Management
Everyone's dreams and circumstances are unique. With over 30 years of industry experience, we have been able to develop a comprehensive process to uncover and address your dreams and concerns. A successful partnership means getting to know you first and working together to create a financial roadmap to help you pursue your goals.
See Disclosures
General Information
Firm Start Year
1989
No. of Employees
2-4
CRD#
2176077
Firm CRD#
6413
Insurance License#
A160350
Name of Broker/Dealer
LPL Financial
States Licensed in
AL,DE,FL,NC,NJ,NY,RI
Years of Experience in Financial Services
35
Number of Years with Current Firm
14
Work Experience
James has been in the financial service industry since 1989. He holds a Chartered Financial Consultant (ChFC) and a Chartered Life Underwriter (CLU) designation from the American College. He received his Bachelor of Science in Business Administration from Monmouth University. He is a member of the Financial Services Institute whose mission is to ensure that all individuals have access to competent and affordable financial services.
Work with the following types of clients
Individual Investors
Advisory Services Provided
Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Money Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CLU®, ChFC®
Securities Licenses
Series 6, Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life, Accident, Disability
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Commissions, Flat Fee, Hourly
Fee % Based on Assets
.5%-1.5%
Hourly Rate
$300
Minimum Fee Charged for Managed Accounts
$3,750
Education
Bachelor of Science - Business Administration
Monmouth University
09/04/1984 -05/22/1988
Chartered Life Underwriter (CLU) -
The American College
11/1/1993 -5/1/1999
Chartered Financial Consultant (ChFC) -
The American College
10/1/2009 -6/1/2010
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures