Nathan Helms
LPL Financial
1001 S Macdill Ave
Suite 700
Tampa, FL 33629
8133346500
About LPL Financial
Nathan has dedicated his practice to providing his clients with a comprehensive, well integrated financial plan that encompasses all aspects of their financial lives working in concert to help them pursue their goals. From savings and investing to tax planning and protection as well as a thought out plan for the eventual distribution of your assets in the most efficient, tax advantaged way possible so that your assets have the best chance to last your entire lifetime and perhaps beyond. A staple of Nathan's business is client service. His relationship with clients is unique in the fact that he proactively communicate with them on a regular basis to answer any questions they have and to make sure they remain on track to reach their goals.
See Disclosures
General Information
Firm Start Year
2007
No. of Employees
5-9
CRD#
5362846
Firm CRD#
6413
Insurance License#
p112700
States Licensed in
FL, MD, GA, LA, DC, TX, VA, SC
Years of Experience in Financial Services
14
Number of Years with Current Firm
8
Work Experience
I started with ING (now Voya) in 2007. Moved to LPL in 2008, where I remained for 6 years. I moved to Ameriprise for 7 years. In 2021 I moved back to LPL to form Integrity Wealth
Advisory Services Provided
Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CIMA®, CRPC®
Securities Licenses
Series 6, Series 66, Series 65, Series 7
Insurance and Annuity Licenses
Disability, Annuity, Health, Life, Variable Annuity, Long Term Care, Variable Life
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Commissions, Flat Fee, Hourly, Based on Assets
Minimum Fee Charged for Managed Accounts
$1500
Education
Bachelors in Finance -
University of Florida
08/1/2004 -05/01/2006
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures