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advisor

Mark LaSpisa

Vermillion Financial Advisors

16 Executive Court,Suite 3

Barrington, IL 60010

8473829999

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About Vermillion Financial Advisors

Vermillion Financial Advisors has been providing investment management, personal financial planning, and business consulting services since 1988. We specialize in serving individuals over the age of 50, who wish to be proactive in addressing their personal finances. These individuals are often interested in planning for a secure retirement and confirming they have sufficient funds to last throughout retirement. They also want to engage the services of a professional to assist the family when a loved one passes or becomes incapacitated. Clients generally seek Vermillion Financial Adavisors' advice as the result of many common changes in life but most often as of a monetary windfall (e.g. an inheritance, sale of a family business, severance package or retirement buyout), an unexpected life event (e.g. death or change in health status of a loved one). Often it is simply because time is too limited for busy clients to properly address their financial planning needs or because personal finances have become too complex. Business owners often seek VFA advice to evaluate current employee benefits, strategic planning, or business succession.

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General Information

Firm Start Year

1988

No. of Employees

10-19

CRD#

1600709

Firm CRD#

119239

Years of Experience in Financial Services

32

Number of Years with Current Firm

32

Work Experience

Since 1988, Mark has owner Vermillion Financial Advisors. He serves as President and Managing Advisor of the firm. Mark earned his Certified Financial Planning CFP® certification in 1989 and has maintained the CFP® designation through the years by completing all necessary continuing education requirements required by the CFP® Board.

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Foreign Languages Serviced

English

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CRPS®, AIF®

Firm Information

Assets Managed by Firm

$319,412,839

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Flat Fee, Based on Assets, Hourly

Disclosures

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Additional Detailed Disclosures
https://www.rothira.org/disclosure/1862548/rothira-Vermillion-Financial-Advisors-detailed-disclosure.html

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