Mark LaSpisa
16 Executive Court,Suite 3
Barrington, IL 60010
8473829999
Vermillion Financial Advisors has been providing investment management, personal financial planning, and business consulting services since 1988. We specialize in serving individuals over the age of 50, who wish to be proactive in addressing their personal finances. These individuals are often interested in planning for a secure retirement and confirming they have sufficient funds to last throughout retirement. They also want to engage the services of a professional to assist the family when a loved one passes or becomes incapacitated. Clients generally seek Vermillion Financial Adavisors' advice as the result of many common changes in life but most often as of a monetary windfall (e.g. an inheritance, sale of a family business, severance package or retirement buyout), an unexpected life event (e.g. death or change in health status of a loved one). Often it is simply because time is too limited for busy clients to properly address their financial planning needs or because personal finances have become too complex. Business owners often seek VFA advice to evaluate current employee benefits, strategic planning, or business succession.
See Disclosures
Firm Start Year
1988
No. of Employees
10-19
CRD#
1600709
Firm CRD#
119239
Years of Experience in Financial Services
32
Number of Years with Current Firm
32
Work Experience
Since 1988, Mark has owner Vermillion Financial Advisors. He serves as President and Managing Advisor of the firm. Mark earned his Certified Financial Planning CFP® certification in 1989 and has maintained the CFP® designation through the years by completing all necessary continuing education requirements required by the CFP® Board.
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Foreign Languages Serviced
English
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
CFP®, CRPS®, AIF®
Assets Managed by Firm
$319,412,839
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Compensation Methods
Flat Fee, Based on Assets, Hourly
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Additional Detailed Disclosures
https://www.rothira.org/disclosure/1862548/rothira-Vermillion-Financial-Advisors-detailed-disclosure.html