Rian Waterman
Farther Finance, LLC
4009 Thomas Pointe Rd
Davenport, IA 52807
3092434331
About Farther Finance, LLC
Farther is the nations leading technology-centric wealth management firm empowering expert advisors with cutting-edge technology to deliver an efficient, comprehensive, and elite client experience. The fastest-growing RIA in the country, Farther manages over $5 billion in assets across 100+ wealth managers and 5,000 clients. For more information, visit https://farther.com/.
See Disclosures
General Information
Firm Start Year
2019
No. of Employees
100-499
CRD#
5121837
Firm CRD#
302050
Name of Custodial Firm
Charles Schwab, Fidelity, APEX, Pershing
Years of Experience in Financial Services
8
Number of Years with Current Firm
1
Work Experience
Before joining Farther, Rian was a Vice President & Wealth Advisor at Goldman Sachs and United Capital Financial Advisors and an investment analyst for a boutique investment consulting firm. Rian began his career as a transactional attorney in private practice, primarily focusing on corporate finance, mergers and acquisitions, and ultra-high-net-worth estate planning. As an attorney, Rian helped dozens of business owners negotiate the sale of their businesses and restructure their legal affairs. However, he found that his clients had the most robust outcomes when they proactively set the stage for an eventual sale and had a plan for the next chapter of their lives. This experience led him to leave the law practice to pursue a more holistic advisor-client relationship within the wealth management space.
Work with the following types of clients
Investment Clubs, Businesses, Non-Profit Organizations, Individual Investors
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFA®, JD, CEPA®
Securities Licenses
Series 65
Firm Information
Assets Managed by Firm
$5,000,000,000+
Advisor's Number of Clients
25
Advisor's Number of Managed Clients
25
Advisor's Number of Planning Clients
25
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Compensation Methods
Flat Fee, Based on Assets
Fee % Based on Assets
Variable
Hourly Rate
n/a
Additional Details on Charges
$12,500 Minimum Fee $1,000,000 Minimum Managed Account Size Fee Rates Decrease as Managed Assets Increase
Minimum Fee Charged for Managed Accounts
$12,500
Minimum Fee Charged for Hourly Planning Accounts
n/a
Education
Bachelor of Arts - Philosophy, Politics, Economics (PPE)
New York University
08/01/1999 -05/01/2003
Juris Doctor - Law
University of Iowa College of Law
08/01/2003 -12/31/2008
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892727/rothira-Farther-Finance,-LLC-detailed-disclosure.html
Disclaimer
https://drive.google.com/file/d/15PrS0lcKRTwdiHJ1xVmRPIwja2uNkhRr/view?usp=drive_link