Richard Stumpf
Financial Benefits, Inc
3500 North Rock Road
Bulding 300 A
Wichita, KS 67226
3163150147
About Financial Benefits, Inc
Richard is a Certified Financial Planner practitioner and Certified Employee Benefits Specialist, practicing financial planning since 1986. Richard is also an Accredited Investment Fiduciary. The firm provides comprehensive personal and business financial planning for owners and executives of companies, and employee health and retirement benefits for employees. Our main focus is retirement planning for both individuals and companies. Our investment style is called Risk Managed Investing. We manage for risk first, and return second.
See Disclosures
General Information
Firm Start Year
1986
CRD#
1454350
Firm CRD#
39543
Name of Broker/Dealer
Cambridge Investment Research, Inc
States Licensed in
Kansas, Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Iowa, Illinois, Indiana, Kentucky, Massachusetts, Maryland, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, and Virginia.
Years of Experience in Financial Services
33
Number of Years with Current Firm
31
Work Experience
Financial Planner, since 1986.
Retired Lt Col, USAF
Instructor for a Government contractor teaching financial classes to military members.
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, AEP®, CPFA, CEBS®, NSSA®, AIF®
Securities Licenses
Series 7, Series 24, Series 63, Series 65
Insurance and Annuity Licenses
Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability, Accident, Casualty, Property
Financial Organization Memberships
Financial Planning Association (FPA)
Non-Financial Organization Memberships
Wichita Estate Planning Council Central Kansas Planned Giving RoundTable
Firm Information
Advisor's Number of Clients
200
Advisor's Number of Managed Clients
70
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Commissions, Flat Fee, Based on Assets, Hourly
Education
MBA - Finance
University of Montana
1979 -1985
BS - Agronomy
KState
1975 -1979
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1853465/rothira-Financial-Benefits,-Inc-detailed-disclosure.html
Disclaimer
Financial Benefits, Inc cannot accept trade orders through e-mail. Important letters, e-mail, or fax messages should be confirmed by calling (316) 315-0147. This email service may not be monitored every day, or after normal business hours. Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Advisory Services through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Financial planning services through Financial Benefits, Inc, a Registered Investment Advisor. Cambridge Investment Research, Inc is not affiliated with Financial Benefits, Inc. The information in this email is confidential and may be legally privileged. It is intended solely for the addressee. Access to this email by anyone else is unauthorized. If you are not the intended recipient any disclosure, copying, distribution or any action taken in reliance on it, is prohibited and may be unlawful.