Doug Miller J.D.
Northwestern Mutual
6011 University Blvd Suite 370
Ellicott City, MD 21043
4439561216
About Northwestern Mutual
In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.
We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.
See Disclosures
General Information
Firm Start Year
1921
CRD#
4130719
Firm CRD#
2881
Insurance License#
100043088
States Licensed in
AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA
Years of Experience in Financial Services
21
Number of Years with Current Firm
11
Work Experience
Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present
Work with the following types of clients
Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors
Advisory Services Provided
Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CLU®
Securities Licenses
Series 6, Series 7, Series 63, Series 65, Series 66
Insurance and Annuity Licenses
Variable Life, Disability, Annuity, Health, Life, Variable Annuity, Long Term Care
Firm Information
Advisor's Number of Clients
120
Advisor's Number of Managed Clients
41
Advisor's Number of Planning Clients
57
Assets Managed by Advisor
$61,000,000.00
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000.00
Compensation Methods
Flat Fee, Based on Assets, Commissions
Fee % Based on Assets
1.35% max
Additional Details on Charges
Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65%
Minimum Fee Charged for Managed Accounts
$6,750.00
Education
BA - Anthropology: Business
Vanderbilt University
8/1986 -5/1990
Juris Doctor with Honors -
University of Maryland School of Law
8/1990 -5/1993
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1889963/rothira-Northwestern-Mutual-detailed-disclosure.html