Joe Schwarz
Schwarz Dygos Wheeler Investment Advisors LLC
50 South Sixth Street
#1405
Minneapolis, MN 55402
6123554365
About Schwarz Dygos Wheeler Investment Advisors LLC
Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.
See Disclosures
General Information
Firm Start Year
2008
No. of Employees
10-19
CRD#
2633754
Firm CRD#
147384
Insurance License#
not licensed for insurance
Name of Custodial Firm
Fidelity Investments
States Licensed in
MN,FL,WI,TX,IL
Years of Experience in Financial Services
27
Number of Years with Current Firm
15
Work Experience
27 years
Work with the following types of clients
Pre-Retired and Retirees
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFA®
Securities Licenses
Series 63
Financial Organization Memberships
CFA Society of Minnesota
Firm Information
Firm's Number of Clients
450
Assets Managed by Firm
$450,000
Advisor's Number of Clients
100
Assets Managed by Advisor
$99,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Compensation Methods
Based on Assets, Flat Fee
Additional Details on Charges
As an RIA, commissions are not received
Education
BS of Economics -
Unniversity of Minnesota
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1881510/rothira-Schwarz-Dygos-Wheeler-Investment-Advisors-LLC-detailed-disclosure.html