Affiance Financial
600 Highway 169 S., Suite 1750
St. Louis Park, MN 55426
9525449818
About Affiance Financial
Affiance Financial is an independent financial planning firm located in the Minneapolis area. Our mission is simple – we work to make lives better. We serve clients of different ages, backgrounds, and geographic locations, providing personalized services normally reserved for the ultra-wealthy. We use our comprehensive financial planning process, the Affiance Advantage™, to help clients like you pursue your financial goals.
Affiance Financial has been providing financial planning and investment management services to clients for over 23 years. Above all else, we are proud to be a fiduciary. We hold the paramount responsibility of putting your interests first, ensuring a trustworthy and transparent approach to financial planning.
See Disclosures
General Information
Firm Start Year
2000
No. of Employees
20-49
Firm CRD#
113200
Name of Broker/Dealer
Private Client Services
Name of Custodial Firm
Charles Schwab
States Licensed in
AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Years of Experience in Financial Services
23
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®, CLU®, AIF®, BFA™, CPWA®
Securities Licenses
Series 7, Series 66
Firm Information
Firm's Number of Clients
1,200+
Assets Managed by Firm
$1,000,000,000+
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Commissions, Flat Fee, Based on Assets
Minimum Fee Charged for Managed Accounts
$2,500
Disclosures
https://www.affiancefinancial.com/files/affiance_financial_important_disclosures_compressed.pdf
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1891823/rothira-Affiance-Financial-detailed-disclosure.html
Disclaimer
Advisory services offered through Affiance Financial, a Registered Investment Adviser. Securities and advisory services offered by Registered Representatives and Investment Advisor Representatives through Private Client Services. Member FINRA/SIPC. Affiance Financial and Private Client Services are unaffiliated entities.
Please Note: The scope of any financial planning and consulting services to be provided depends upon the terms of the engagement and the needs of the client. Affiance Financial does not serve as an attorney or accountant. Affiance Financial does not prepare estate planning documents or tax returns.
Insurance product guarantees are subject to the claims-paying ability of the issuing company.