Dan Hummert
St. Louis Retirement Advisors
133 Chesterfield Business Parkway
Wildwood, MO 63005
6366813100
About St. Louis Retirement Advisors
Since 2008, St. Louis Retirement Advisors has offered comprehensive financial planning services with a special emphasis on retirement planning. Our team of independent, fee-based wealth advisors provide personalized advice for Individuals and couples who have accumulated a lifetime of assets and find themselves near or in retirement. Navigating the complexities that pre-retirees and retirees face, including investment management, healthcare costs, Social Security benefits, tax law, charitable giving, legacy planning, and lifetime income, among numerous other considerations can be costly if not managed properly.
Maintaining the lifestyle in retirement that you choose is important to us. Our wealth advisors spend significant time discussing your retirement lifestyle and shaping a financial plan that serves as a foundation for future discussions. We will identify and seek ways of mitigating risks to your retirement lifestyle, such as investment return variability, inflation and cost of living increases, long-term care costs, among other factors. We will also build a cash flow distribution and income strategy to meet your current and future spending needs so you can enjoy your years in retirement to the fullest.
See Disclosures
General Information
Firm Start Year
2008
No. of Employees
5-9
CRD#
5751394
Firm CRD#
6413
Name of Broker/Dealer
LPL FINANCIAL LLC
States Licensed in
MO,AZ,CA,CO,FL,GA,IA,IL,IN,KS,KY,PA,UT,WI
Years of Experience in Financial Services
15
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPC®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Fee % Based on Assets
TBD
Education
Bachelor of Science Business Administration - Business (Finance & Accounting)
Washington University in St. Louis - Olin School of Business
9/1/1984 -5/31/1988
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures