Geoffrey Hemenway
Hemenway Financial Services
5310 S 139th Plz Ste 301
Omaha, NE 68137
4022044201
About Hemenway Financial Services
Here at Hemenway Financial Services, we hope to help you and your family find a path towards achieving your goals. We do this by working with you to build a comprehensive financial plan or, if needed, individual topic planning. In doing this, we hope to align what's important to you (family, travel, financial independence, charity/community etc.) with how you utilize and how you invest your money.
We work mostly with people that are approaching (5-10 years before) and in retirement. We feel that we have a strong history of helping families to plan for this stage in life. We've also helped several of our client's adult children with planning in the different stages of their life.
We'd love an opportunity to see if we are a good fit for you and your situation.
See Disclosures
General Information
Firm Start Year
1986
No. of Employees
2-4
CRD#
6382170
Firm CRD#
6413
Insurance License#
18855141
Name of Broker/Dealer
LPL Financial
Name of Custodial Firm
LPL Financial
States Licensed in
AK, AZ, CA, CO, CT, FL, HI, IA, IL, KS, MN, MO, ND, NE, NV, OK, TX, WA
Years of Experience in Financial Services
9
Number of Years with Current Firm
3
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Education Funding and Planning, Financial Planning for Individuals, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65, Series 7, Series 63, Series 6
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
Firm Information
Firm's Number of Clients
250
Firm's Number of Planning Clients
60
Firm's Number of Managed Clients
60
Assets Managed by Firm
60
Advisor's Number of Clients
250
Advisor's Number of Managed Clients
75
Advisor's Number of Planning Clients
75
Assets Managed by Advisor
$37,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Hourly, Based on Assets
Fee % Based on Assets
1
Hourly Rate
$250
Additional Details on Charges
We use a tiered management fee that lowers the fee as the household account(s) size increase. This is a blended fee that begins at 1% up to $1,000,000 and decreases 0.1% for each million dollars over $1,000,000. At $5,000,000 in assets the fee is a flat 0.5%.
Minimum Fee Charged for Managed Accounts
none
Minimum Fee Charged for Hourly Planning Accounts
none
Education
Bachelor of Science -
Creighton Univesity
08/01/2003 -05/31/2007
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
Disclaimer
Professionals associated with Hemenway Financial Services may be either (1) registered representatives with, and securities and advisory services offered through LPL Financial, Member FINRA/SIPC, a registered investment advisor; or (2) solely tax professionals of Hemenway Associates, Inc., and not affiliated with LPL Financial. Tax/accounting/CPA related services offered through Hemenway Associates, Inc. DBA Hemenway Financial Services. Hemenway Associates, Inc. is a separate legal entity and not affiliated with LPL Financial. LPL Financial does not offer tax advice or Tax/accounting/CPA related services. * Please note that any references to FINRA and SIPC on a website must be a hyperlink to the respective websites. FINRA should link to www.finra.org and SIPC should link to www.sipc.org