Doug Frew
BroadFront Capital Management
101 Crawfords Corner Rd, Suite 1120
Holmdel, NJ 07733
7328195006
About BroadFront Capital Management
BroadFront specializes in working with high-net-worth individuals and families, including family offices. Our clients span a broad spectrum of professions and stages of life - from the accumulation to the distribution phase of retirement.
We also work collaboratively with attorneys, accountants, and other professionals to holistically address all of our clients' needs under one roof.
See Disclosures
General Information
Firm Start Year
CRD#
6030529
Firm CRD#
6413
Insurance License#
16884961
Name of Custodial Firm
LPL Financial
States Licensed in
AL, CA, CT, IN, KS, NJ, NY, OR, SC, VA, WA
Years of Experience in Financial Services
10
Work Experience
I began my professional career at Merrill Lynch, where I focused on constructing personalized financial plans and investment strategies for my clients. I was recruited to UBS in 2014 to lead the financial planning division across four offices, focusing on high-net-worth and ultra-high-net-worth clients. Throughout this period, I maintained a national top ranking at the firm for my financial planning accomplishments before transitioning back into an advisory role working exclusively with clients.
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®, AWMA®
Securities Licenses
Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Commissions, Flat Fee
Education
Bachelors of Arts and Sciences -
Rutgers University
09/1/2007 -5/30/2011
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures