Daniel R. Martin
D.R. Martin and Associates
4 Franklin Ave
Suite 3A
Ridgewood, NJ 07450
2014790759
About D.R. Martin and Associates
This firm was started to give people a practical way to know exactly what had to be done at key points
over time to succeed financially.
Our flexible approach ensures there is nothing standing between you and a clear plan of action well
executed over time. We give you the versatility to choose how we work together and stay in control
of your total financial picture with access to fiduciary advice.
We created a way for you to easily understand more about your situation and stay on track to success
for the long term. We simplify the abstract concepts of planning into simple concrete steps that
summarize how acting now will improve financial outcomes tomorrow.
With us, you can access top tier planning and experienced fiduciary guidance without pressure to move
your accounts or say "yes".
See Disclosures
General Information
Firm Start Year
2002
No. of Employees
2-4
CRD#
4594651
Firm CRD#
39543
States Licensed in
NJ, NY, PA, SC
Years of Experience in Financial Services
20
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
401K Rollovers, Financial Planning for Individuals, Retirement Planning, Estate Planning & Trusts, Portfolio Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, AIF®
Securities Licenses
Series 7, Series 66, Series 31
Insurance and Annuity Licenses
Variable Annuity, Health, Life
Non-Financial Organization Memberships
Mensa International
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250000
Education
Bachelor of Science -
William Paterson University
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1885700/rothira-D.R.-Martin-and-Associates-detailed-disclosure.html