Coach Pete D'Arruda
Capital Financial Advisory Group, LLC
1500 Town Side Drive, Suite 200
Apex, NC 27502
9196574201
About Capital Financial Advisory Group, LLC
Known as "Coach Pete" to his listeners and clients, Coach Pete and his firm are a committed
group of professional fiduciaries dedicated to providing superior investment advice to their high
networth clients. Coach Pete is also a SMARTVESTOR PRO with Dave Ramsey.
A fiduciary is any person or institution that has the power to act on behalf of another in
situations that require great trust, honesty, and loyalty.
His radio show, "The Financial Safari" first aired in 2005 and can be heard weekly on more than
50 stations nationwide. Other Shows founded and hosted by Coach Pete are AMERICA'S 401K SHOW,
ROCK ON RETIREMENT, and A+ RETIREMENT. All these shows are heard weekly throughout North
Carolina and much of the nation.
Also known as the King of Income Planning, Coach Pete's approach to systematic, lifetime income
planning is followed by many who wish to reduce retirement worries.
The firm provides personalized investment and income strategies as well as tax and estate
evaluation for all sizes of portfolios and estates.
Call today and see if this is the family atmosphere you've always wanted.
See Disclosures
General Information
Firm Start Year
1992
No. of Employees
10-19
CRD#
2756672
Firm CRD#
144374
Insurance License#
701175
States Licensed in
NCVASC
Years of Experience in Financial Services
31
Number of Years with Current Firm
31
Work Experience
Income Planning has been at the heart of each plan that Coach Pete and his team have designed over the years. Find out how you can get a reliable, safe, and guaranteed income stream today for you and your family!
Advisory Services Provided
Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals
Compliance
Registered Investment Advisor
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
RFC®, RICP®, MRFC
Securities Licenses
Series 65
Insurance and Annuity Licenses
Annuity, Life, Long Term Care, Disability
Financial Organization Memberships
Million Dollar Roundtable, National Association of Insurance and Financial Advisors (NAIFA)
Firm Information
Firm's Number of Clients
300
Firm's Number of Planning Clients
300
Firm's Number of Managed Clients
150
Advisor's Number of Clients
500+
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Hourly, Commissions, Flat Fee, Based on Assets
Fee % Based on Assets
0.07
Hourly Rate
$299
Additional Details on Charges
Only charge a planning fee when agreed upon in advance.
Minimum Fee Charged for Managed Accounts
$100
Minimum Fee Charged for Hourly Planning Accounts
$250
Education
BS -
UNC-Chapel Hill
1984 -1988
BA - Political Science/ Economics
UNC Chapel Hill
1984 -1988
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
https://www.capitalfinancialusa.com/home/
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1884802/rothira-Capital-Financial-Advisory-Group,-LLC-detailed-disclosure.html
Disclaimer
Investment Advisory services offered through Capital Financial Advisory Group, LLC. Capital Financial Advisory Group, LLC provides general information on this website, not individually targeted personalized advice. Information and advice provided here is not an offer to buy or sell securities. Before commencing an investment program we recommend you seek independent professional legal, tax and investment advice as to whether it is suitable for your particular needs and circumstances. Failure to seek detailed professional, personally tailored advice prior to acting could lead to you acting contrary to your own best interests and could lead to losses of capital. Nothing contained herein should be construed as a warranty of investment results. All information provided or contained in this portion of the Web site is the property of Capital Financial Advisory Group, LLC, and should not be reproduced, copied, redistributed, transferred, or sold without the prior written consent of Capital Financial Advisory Group, LLC. All rights reserved. Before deciding on an annuity, you should consider your income needs, risk tolerance and investment objectives. Fixed Insurance and Annuity product guarantees are subject to the claimspaying ability of the issuing company.