Jacob Rice
Jacob Rice - Northwestern Mutual
333 N Greene St Ste 400
Greensboro, NC 27401
3368163801
About Jacob Rice - Northwestern Mutual
Northwestern Mutual Investment Services, LLC (NMIS) has been a member of the Northwestern Mutual family of companies since 1968. NMIS serves the investment planning and product needs of individuals and businesses and is committed to offering high-quality products, personal service and innovative solutions.
Our client services go above and beyond what you may expect from a financial services provider. We believe in working with you and for you to accomplish your goals and meet your needs.
Special account services for individuals with NMIS accounts include electronic transfers, dividend reinvestment, a mutual fund purchase program, account protection, direct deposit, check writing privileges and online account access.
We offer a broad array of individual investment services ranging from college education funding to IRA solutions.
Our reputation is built on the solid foundation of Northwestern Mutual. We are a wholly owned company offering investment services in over 60 cities nationwide. Client investable assets currently total more than $29 billion.
See Disclosures
General Information
Firm Start Year
1924
CRD#
6478580
Firm CRD#
2881
Insurance License#
17577227
States Licensed in
NC, SC, AL, AZ, CA, FL, GA, IL, KY, MD, MI, NY, SC, VA
Years of Experience in Financial Services
10
Work with the following types of clients
Businesses, Individual Investors
Foreign Languages Serviced
English
Advisory Services Provided
Investment Advice & Management, Financial Advice & Consulting, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management
Compliance
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CLU®, ChFC®, RICP®
Securities Licenses
Series 7, Series 63
Insurance and Annuity Licenses
Annuity, Health, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Commissions, Flat Fee, Based on Assets
Minimum Fee Charged for Managed Accounts
1%
Education
Finance & Business Administration - Finance
UNC- Greensboro
08/01/2013 -12/31/2016
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892577/rothira-Jacob-Rice---Northwestern-Mutual-detailed-disclosure.html