Dan Brown
National Wealth Management Group / LPL Financial
11260 Chester Rd Suite 250
Cincinnati, OH 45246
5133913187
About National Wealth Management Group / LPL Financial
LPL was Founded in 1989 , and currently has over 18,000 advisors, 800 financial partners , and Fortune 500 Company.
See Disclosures
General Information
Firm Start Year
1996
No. of Employees
2-4
CRD#
4163118
Firm CRD#
6413
Insurance License#
60172
States Licensed in
OH,TN,KY,IN,FL
Years of Experience in Financial Services
26
Number of Years with Current Firm
4
Work Experience
I am a Fiduciary and have 27 years in the financial service industry. I specialize in helping my clients find the appropriate amount of risk to reach their financial goals. I typically have fees that are consistently lower than the industry norms. A written financial plan is included for all clients with 250k or more to invest.
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Education Funding and Planning, Financial Planning for Individuals, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CWS
Securities Licenses
Series 6, Series 7, Series 53, Series 66
Insurance and Annuity Licenses
Long Term Care, Variable Life, Variable Annuity, Life, Annuity
Firm Information
Advisor's Number of Clients
250
Advisor's Number of Managed Clients
200
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$40,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$25000
Compensation Methods
Based on Assets
Minimum Fee Charged for Managed Accounts
na
Minimum Fee Charged for Hourly Planning Accounts
na
Disclosures
RothIRA.org provides referrals to financial professionals of LPL Financial, LLC (LPL). RothIRA.org is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RothIRA.org cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures