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advisor

James Elios

Elios Financial Group, Inc.

30700 Center Ridge Road

Westlake, OH 44145

4406179100

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About Elios Financial Group, Inc.

Elios Financial Group, founded in 2002, is a financial planning and investment management firm (wealth management) dedicated to serving the unique needs of pre-retirees and retirees in the evaluation, analysis and implementation of a well-conceived financial, retirement and investment plan. We use the latest of technology to create customized financial plans and investment portfolios to help clients pursue their financial goals. We are unconstrained in independence and flexibility in offering financial advice and investment management services.

WE ARE PASSIONATE ADVOCATES OF SMART MONEY MANAGEMENT.

MISSION:

ENVISION | ENLIGHTEN | ENRICH

We build long-term relationships by helping clients Envision their dreams, Enlighten them to make informed financial decisions through education, and provide service which ultimately Enriches their lives.

VALUE PROPOSITION We provide highly personal and customized service with the ability to analyze complex situations and offer sophisticated solutions and advice on an objective, mutual beneficial and professional manner.

See Disclosures

General Information

Firm Start Year

1996

No. of Employees

5-9

CRD#

2681022

Firm CRD#

119873

Name of Broker/Dealer

Private Client Services, Inc.

Name of Custodial Firm

Charles Schwab, Fidelity

States Licensed in

OH, CA, FL, IL, IN, NC, NJ, NY, TX, WV

Years of Experience in Financial Services

30

Number of Years with Current Firm

25

Work Experience

Elios Financial Group, Inc. - Nov. 1998- Present LPL Financial 1998- Present Lincoln Financial Advisors - 1996-1998 Minnesota Mutual = 1991-1995 National City Bank 1988-1991

Work with the following types of clients

Individual Investors

Advisory Services Provided

Financial Planning for Businesses, Tax Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Risk Management, Money Management

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CLU®, ChFC®, AIF®

Securities Licenses

Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses

Annuity, Health, Life, Variable Life, Long Term Care, Variable Annuity

Financial Organization Memberships

Society of Financial Services Professionals

Firm Information

Firm's Number of Clients

250

Firm's Number of Planning Clients

200

Firm's Number of Managed Clients

200

Assets Managed by Firm

250,000,000

Advisor's Number of Clients

125

Advisor's Number of Managed Clients

125

Advisor's Number of Planning Clients

125

Assets Managed by Advisor

250,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

500,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

1%

Hourly Rate

250

Flat Fee Rate

$200

Additional Details on Charges

Complimentary Second Opinion on your Investments and Taxes.

Education

MBA -

Baldwin Wallace University
September 1989 -September 1991

BSBA -

Bowling Green State University
August 1984 -May 1988

MBA -

Baldwin Wallace University
-

BSBA Finance and Marketing -

Bowling Green State University
-

Advanced Personal Finance -

American College
-

Disclosures

RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.

http://www.eliosfinancial.com/

Additional Detailed Disclosures
https://www.rothira.org/disclosure/1886553/rothira-Elios-Financial-Group,-Inc.-detailed-disclosure.html

Disclaimer

Advisory services offered through Elios Financial Group Inc. A Securities Exchange Commission Registered Investment Advisor (RIA). Securities offered through Private Client Services, member FINRA/SIPC. Elios Financial Group, Inc. and Private Client Services are unaffiliated entities.

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