Peter D. Shelp
613 Baltimore Drive Suite 202
Wilkes Barre, PA 18702
5704793753
About Ameriprise Financial Services
How I Work With Clients
Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives.
Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach.
Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present.
This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.
See Disclosures
General Information
Firm Start Year
1924
CRD#
1402904
Firm CRD#
6363
Name of Broker/Dealer
Ameriprise Financial Services
States Licensed in
Pa,NY,FLA,NJ,DE,CA
Years of Experience in Financial Services
31
Number of Years with Current Firm
21
Work with the following types of clients
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Planning for Individuals, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, AWMA®, ChFC®, CRPS®, CRPC®, CASL®
Securities Licenses
Series 10, Series 63, Series 7
Insurance and Annuity Licenses
Long Term Care, Variable Life, Variable Annuity, Disability, Life, Health, Annuity
Financial Organization Memberships
Financial Planning Association (FPA), Society of Financial Services Professionals
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500000
Compensation Methods
Based on Assets
Education
BS - Parks Management
Penn State University
5/10/1975 - 5/10/1979
Master of Science - Business Management
Marywood
5/20/1982 - 5/20/1984
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1845693/rothira-Ameriprise-Financial-Services-detailed-disclosure.html