James Shafer
Momentum Independent Network Inc.
600 S. Tyler, Suite 1907
Amarillo, TX 79101
8063505624
About Momentum Independent Network Inc.
Momentum Independent Network is an independent broker-dealer and Registered Investment Adviser serving wealth management professionals and their clients across the nation. We've built our business on a commitment to providing advisors with customized solutions and personal service. We have the resources and experience to help advisors grow their practice on their terms, while focusing on the needs of their clients.
Originally founded in 1986 as Broker Transaction Services, our firm is a sister company of Hilltop Securities Inc., through which it clears its securities business, and a wholly owned subsidiary of Hilltop Holdings Inc. (NYSE: HTH). As part of Hilltop Holdings, a well-capitalized and publicly traded parent company, we're backed by a strong and diverse financial services enterprise. One that's focused on moving our clients forward. Nothing better represents this than our iconic buffalo mascot, Mo, a symbol of our collective strength, unified force, and the unstoppable momentum of an advancing herd.
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General Information
Firm Start Year
2011
CRD#
5379121
Firm CRD#
17587
States Licensed in
TX, AR,OK,LA,MO,MI,NM
Years of Experience in Financial Services
17
Number of Years with Current Firm
13
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Long Term Care, Variable Annuity, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Commissions, Based on Assets, Flat Fee
Minimum Fee Charged for Managed Accounts
$5000
Education
Bachelor of Science - Business Administration
University of the Ozarks
08/01/1989 -07/23/1993
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
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Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892271/rothira-Momentum-Independent-Network-Inc.-detailed-disclosure.html
Disclaimer
James Shafer is a registered representative and investment advisor representative of Momentum Independent Network Inc. (MIN), member FINRA/SIPC. MIN is a registered broker-dealer and registered investment adviser that does not provide tax or legal advice. This website is only intended for clients and interested investors residing in states in which MIN or its financial advisors are qualified to provide brokerage services or investment advisory services. MIN does not attempt to furnish personalized investment advice or services through this website. Certain places on this site offer direct access or "links" to other websites that contain information that was created, published, maintained, or otherwise posted by institutions or organizations independent of MIN. MIN does not endorse, approve, certify or control these websites and does not assume responsibility for the accuracy, completeness or timeliness of the information located therein. Visitors to these sites should not use or rely on the information contained therein until after consulting with an independent finance professional. MIN does not necessarily endorse or recommend any commercial product or service described on these independent sites. For informational only and is not a recommendation. MIN is a wholly owned subsidiary of Hilltop Holdings, Inc., (NYSE:HTH) with offices at 717 N. Harwood Street, Suite 3400, Dallas, TX 75201 (214) 859-1800. Past performance is no guarantee of future results. None of the named entities, herein, are affiliated.www.momentumin.com