Andrew Houte
Next Level Planning & Wealth Management
325 N. Corporate Drive, Suite 120
Brookfield, WI 53045
4143696627
About Next Level Planning & Wealth Management
Our purpose is to engage with clients for them to be in position to have successful financial outcomes.
The evidence from people who have been properly advised is that the real value of having a financial
planner is the confidence it gives you -the sense of security, clarity and assuredness about your future.
We feel financial planning works best as a long-term, ongoing relationship. Like any relationship, the
probability of success increases with good communication and expectations.
We continuously conduct surveys with our clients to determine what is important to them.
See Disclosures
General Information
Firm Start Year
2001
No. of Employees
20-49
CRD#
4586318
Firm CRD#
123913
States Licensed in
WI, FL, AZ, TX
Years of Experience in Financial Services
18
Number of Years with Current Firm
6
Work Experience
18 years experience as a financial advisor.
Advisory Services Provided
Financial Planning for Individuals, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPS®, EA, CASL®
Securities Licenses
Series 66, Series 7
Firm Information
Advisor's Number of Planning Clients
85
Assets Managed by Advisor
$85M
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Flat Fee
Additional Details on Charges
We charge via Assets Under Manangement (AUM) or via a subscription model
Minimum Fee Charged for Managed Accounts
.50%
Minimum Fee Charged for Hourly Planning Accounts
NA
Education
Bachelor's Degree in Finance - Finance
University of Wisconsin -LaCrosse
09/01/1998 -05/30/2002
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1889892/rothira-Next-Level-Planning-&-Wealth-Management-detailed-disclosure.html
Disclaimer
Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Great Valley Advisor Group, a Registered Investment Advisor. Next Level Planning & Wealth Management and Great Valley Advisor Group are separate entities from LPL Financial.
The LPL Financial Registered Representatives associated with this site may only discuss and/or transact securities business with residents of the following states: (AZ, CA, CT, DC, FL, GA, IA, IL, IN, MD, MN, NC, NE, NJ, NM, NY, NV, OH, OR, PA, SD, TN, UT, WA, WI).