Diversified, LLC
3900 Montclair Rd, Suite 200
Birmingham, AL 35213
2054083005
About Diversified, LLC
Wealth is a good thing. Lifelong wealth is even better.
At Diversified, our clients know that while life isn't without change and challenge, it's how they manage it that makes all the difference. They also know that they need to surround themselves with people who truly care about them. As a local family business serving executives, professionals, and retirees in Delaware and Pennsylvania, we welcome the opportunity to be included in your circle of trusted advisors. We realize we'll need to earn it, and once we do, we promise to keep it.
See Disclosures
General Information
Firm Start Year
1982
No. of Employees
50-99
Firm CRD#
123859
Name of Broker/Dealer
PKS
Name of Custodial Firm
SEI, Charles Schwab, Fidelity
Work with the following types of clients
Individual Investors, Businesses, Non-Profit Organizations
Advisory Services Provided
Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Wealth Management
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 65
Insurance and Annuity Licenses
Long Term Care, Variable Annuity, Life, Health, Annuity, Accident
Firm Information
Firm's Number of Clients
1500
Firm's Number of Managed Clients
1400
Assets Managed by Firm
1,900,000,000
Advisor's Number of Clients
120
Advisor's Number of Managed Clients
120
Advisor's Number of Planning Clients
100
Assets Managed by Advisor
$
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Additional Details on Charges
Varies based on individual client situations and asset level.
Disclosures
RothIRA.org provides referrals to financial professionals. RothIRA.org is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RothIRA.org to make these referrals, resulting in a conflict of interest.
https://diversifiedllc.com/wp-content/uploads/2022/03/Part-2A-Current-Version.pdf
Additional Detailed Disclosures
https://www.rothira.org/disclosure/1892410/rothira-Diversified,-LLC-detailed-disclosure.html
Disclaimer
Financial planning and Investment advisory services offered through Diversified, LLC, a registered investment advisor. Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Some associates of Diversified are registered representatives of Securities Service Network, LLC, a registered broker/dealer, 9729 Cogdill Road, Knoxville, TN 37932.Securities offered through Securities Service Network, LLC, Member FINRA, SIPC. Investments products and services available only to residents of: AZ, CA, CO, DC, DE, FL, GA, IL, KS, MA, MD, MI, MO, NC, NJ, NY, OH, PA, SC, SD, TN, TX, VA, & WA.